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Compliance -
People Moves FCA appoint Megan Butler as new permanent Director of Supervision - Investment, Wholesale and Specialists
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Financial Crime New York Fed leaks - ex-Goldman Sachs employee, spared jail - March 23rd 2016
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Compliance Think tank estimates Brexit regulatory change bill could top £20 billion - May 2016
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Compliance From denial to commitment: JPMorgan discusses how they are tackling the culture question - May 2016
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Financial Crime It is too early to draw conclusions on Panama Papers according to UK regulators - April 2016
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Compliance Study shows misconduct bills reach £53 billion for British banks – 12th April 2016
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Financial Crime Standard Bank SFO Settlement ABC Implications - 01 December 2015
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Financial Crime Wall Street & FBI Explore Sharing Cyber-Intel - 3rd June 2015
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Financial Crime FCA Banking Services Competition Powers Detailed - 22nd May 2015
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Compliance Sants to Review UK Banks for Competitiveness - 19th May 2015
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Financial Crime Sentence for Insider Trader failing to pay FCA confiscation order - 28th April 2015
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Financial Crime "Flash Crash" Trader case against must show manipulative intent - Defence - 28th April 2015
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Financial Crime US Govt. Resisting Ex-Jefferies trader's fraud conviction being overturned by Courts - 19th Feb 2015
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Legal GC Challenges with Foreign Rules - 2nd Feb 2015
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Financial Crime EX-Morgan Stanley napkin-eating broker to plead guilty - 16th Jan 2015
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Compliance ESMA insists that all MiFID firms must have a full-time compliance function - 12th Jan 2015
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Compliance Rushed introduction of Senior Managers Regime for UK-based banks incurs growing alarm - 29th Dec 2014
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Financial Crime ex-RBS trader arrested by British Police in currency probe - 22nd Dec 2014
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Financial Crime Italian police break up international money laundering ring in Rome - 18th Dec 2014
