News

  An uptick in whistle-blowing complaints to the Financial Conduct Authority (FCA) has revealed a mismatch between what senior managers were telling the FCA about
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Barclays, Citigroup, JP Morgan, MUFG and Royal Bank of Scotland were fined a combined 1.07 billion euros ($1.2 billion) by the European Union on Thursday
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  The UK’s financial authorities are planning three separate consultations over the next few months for policing crypto assets. The government also announced it will
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  Three former London-based currency traders were found not guilty on Friday of U.S. charges that they schemed to rig benchmark exchange rates, the latest
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  Germany’s financial watchdog, BaFin, said on Monday it would negotiate its own regulatory ties with its British counterpart to avoid market disruption if Britain
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U.S. Federal Reserve stress tests have probably reached the “high water mark” in difficulty and future reviews will be less challenging, said Morgan Stanley chief
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Many European firms have resisted engaging with their trade surveillance systems and refuse to put in the work to understand different alert types and calibrate
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The UK Financial Conduct Authority (FCA) is investigating five firms, mainly brokers, targeting systems and controls for automated trade surveillance, according to a recently published
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GAM, the Swiss asset manager that is facing a second shareholder rebellion over how much it pays senior staff, posted net inflows of 6bn Swiss
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A partner at EY has filed a complaint with the US Equal Employment Opportunity Commission, alleging harassment and retaliation at the professional services firm. Jessica
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