Junior Compliance Officer- Quantitative Hedge Fund- 13/01/2020

Our client, a leading quant Hedge Fund is looking to hire a Junior Compliance Officer as part of Compliance Team who will report into the Deputy Head of Compliance.

Responsibilities
• Responsible for Compliance Policies & Procedures (P&P)/ Compliance Monitoring Programme (CMP):
• Understand the existing P&P suite and assist with review and drafting of all necessary updates • Primary owner of the existing monthly/quarterly CMP testing, helping to develop the wider programme so that it adequately tests compliance with P&P
• Develop periodic CMP metrics for reporting purposes
• Regulatory filings: assist in various regulatory filings on behalf of firm
• Assist in the response to regulatory enquiries and examinations
• DDQs/RFPs: assist in drafting responses to investor enquiries
• Regulatory developments: keep abreast of regulatory developments that may impact the firm
• Regulatory training: assist in the creation of and dissemination of training The ideal candidate will have 1-2 years compliance experience from the asset management/hedge fund industry, ideally with experience within a quantitative hedge fund, and will have some experience of the type of tasks mentioned above.

Key Skills & Experience:
• Educated to degree level or equivalent in a relevant subject such as Legal
• Background and understanding of the asset management industry would be beneficial
• Approx. 1-2 years’ experience in a Financial Crime, Investigations, Research, Due Diligence or Legal role preferred
• Experience in analytical report writing and production of management information
• Exposure working in a regulated environment
• A focused, proactive, goal-orientated team member
• Self-starter with strong analytical and problem-solving skills
• Clear and concise communicator

 

Contact Details

Name: Alexia Brodie Cooper

Email: abc@rutherfordsearch.com

Number: 0207 183 0070

Posted: 13/01/2020