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Guideline Monitoring Consultant

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Salary:

    50000

  • Contact:

    Tevia Kretzmer

  • Contact email:

    tevia@rutherfordsearch.com

  • Contact phone:

    02037780852

  • Job ref:

    KRT010

  • Published:

    over 3 years ago

  • Expiry date:

    2020-10-06

​Our client, a globally recognised financial services firm, is looking for a Guideline Monitoring Consultant to join their Compliance team in London and to form part of a collaborative and engaging culture.

The role will support the compliance function of the business and you will be responsible for helping clients monitoring their Investment Management guidelines.

Responsibilities

  • Act as subject matter expert for the client's Compliance Product offering.

  • Investigate daily breach monitoring.

  • Answer client queries.

  • Create guideline reviews.

  • Ensure rule set-up in system for new mandate implementations.

  • Data inputs into Compliance system to enable monitoring where required.

  • Engage new client implementations.

  • Work and support new system implementation initiative as and when required.

Skills / Experience

  • Excellent verbal and written communication skills.

  • Extremely detail oriented with strong planning and organizational skills.

  • Familiarity with investment manager guidelines and language used in investment manager agreements.

  • Knowledge of fixed income and equity asset classes would be advantageous.

  • Interest in researching topics, such as substantial shareholder limits and other topics related to our clients’ investment requirements for their global investments.

  • Experience with industry vended compliance monitoring systems such as Charles River. Risk Monitoring experience is a plus.

  • Experience with Bloomberg, Moody’s, S&P, and Fitch would be beneficial.

  • Knowledge of and interest in writing Excel macros and creating custom reports using VBA would be a plus.

About Rutherford

Rutherford is a boutique search firm that specialises in legal, financial crime and compliance recruitment within the financial services and legal sector, with London and New York being the main focus. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms and investment banks.

Remote working

We are currently looking for regionally-located Compliance Officers from the following areas who would be interested in working for London firms on an interim WFH basis:

Kent, East Sussex, Essex, Cambridgeshire, Suffolk, Bedfordshire, Buckinghamshire, Hertfordshire, Oxfordshire, Berkshire, Wiltshire, Surrey or Hampshire. We are also interested in hearing from candidates in Manchester, Birmingham, Oxford, Winchester and Salisbury.