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Position Monitoring & Reporting Contract

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Contract

  • Contact:

    Jackson Baker

  • Contact email:

    jackson@rutherfordsearch.com

  • Job ref:

    BAJ009

  • Published:

    12 days ago

  • Expiry date:

    2020-08-30

​A leading Asset Manager is looking for a temporary compliance contractor to work on a Position Monitoring & Reporting project. You will have experience in substantial shareholder monitoring or reporting. You should also be familiar with disclosure rules and regulations. Particularly in the UK and Europe.

Key responsibilities
  • Keep abreast of regulatory change in respect of disclosure rules and requirements, communicating these, as necessary, and maintain up-to-date rules in the Global Disclosure Database Monitor and issue Letters of Intent via RNS Monitor and process FSA pre-clearance letters Monitor and report short selling

  • Generate and file disclosure reports to international issuers and regulatory authorities in a precise and efficient way.

  • Update the Global Holdings Database on a daily basis and perform regular monitoring of substantial shareholding positions approaching disclosure thresholds

  • Liaise with our client’s network of international offices, assisting them in submitting their notifications which might rely on data held in the UK

  • Respond to ad-hoc requests for information from issuers (s. 793 requests) and other enquiries from both external and internal sources

Skills required
  • Experience of share disclosure monitoring and reporting Knowledge and awareness of disclosure rules – particularly UK and European

  • Short-selling reporting regulatory knowledge would be a bonus

  • Attention to detail and able to work under pressure to tight deadlines

  • Numerate, reliable and a good team player