Our client is a preeminent global Private Equity firm. They are seeking to add a motivated new Compliance Officer headcount to their team.
Advise the business on regulation and maintain and update policies as well as controls according to FCA regulatory frameworks.
Maintain the company’s compliance manual to ensure that internal compliance policies adhere to FCA regulatory requirements and guidelines.
Correspond with auditors on matters related to the company’s annual financial audit.
Assist with matters related to the FCA.
Identify gaps in policies and address them to ensure compliance with the FCA regulatory requirements.
Liaise with the FCA.
Work with internal investor relations and marketing team on AML/ KYC matters related to investors for their internally managed funds.
High degree of meticulousness and commerciality
Previous recent experience working in a compliance or legal department for a private equity firm.