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Private Equity Compliance Officer

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Emma Karslake

  • Contact email:

    emma@rutherfordsearch.com

  • Job ref:

    EKA003

  • Published:

    12 days ago

  • Expiry date:

    2020-09-29

​Our client is a preeminent global Private Equity firm. They are seeking to add a motivated new Compliance Officer headcount to their team.

Key Responsibilities
  • Advise the business on regulation and maintain and update policies as well as controls according to FCA regulatory frameworks.

  • Maintain the company’s compliance manual to ensure that internal compliance policies adhere to FCA regulatory requirements and guidelines.

  • Correspond with auditors on matters related to the company’s annual financial audit.

  • Assist with matters related to the FCA.

  • Identify gaps in policies and address them to ensure compliance with the FCA regulatory requirements.

  • Liaise with the FCA.

  • Work with internal investor relations and marketing team on AML/ KYC matters related to investors for their internally managed funds.

Additional Requirements
  • High degree of meticulousness and commerciality

  • Previous recent experience working in a compliance or legal department for a private equity firm.