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Vice President (Advisory) - Asset Management

  • Location:

    City of London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jackson Baker

  • Contact email:

    jackson@rutherfordsearch.com

  • Job ref:

    BAJ002

  • Published:

    over 3 years ago

  • Expiry date:

    2020-08-30

​An exciting opportunity has arisen for a Vice President to join our client’s Investment & Trading Compliance team. This position will complement an existing team of expert compliance professionals based in London and will report directly into the EMEA Head of Investment & Trading Compliance. As Vice President, you will provide compliance support and advice to the Alternatives businesses including Real Estate, Infrastructure and Private Equity.

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MAIN DUTIES/RESPONSIBILITIES OF THE ROLE

  • Providing of Compliance advisory support and oversight for the Alternatives businesses and Product Development;

  • Liaising with portfolio managers and other investment staff, COBs requirements and the application of compliance policies;

  • Advising and overseeing new product initiatives including, regulatory structuring, review of fund documentation;

  • Leading Compliance participation in projects, including regulatory developments and strategic initiatives, by providing expert and timely value added advice;

  • Advising on and interpreting regulation in relation to investment decisions, issues and potential breaches;

  • Contributing to the creation of management reporting and communication on Compliance matters to senior management;

  • Providing advice on the anticipation, impact assessment and response to regulatory development; and,

  • Designing and delivering effective regulatory training initiatives to the business.

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KNOWLEDGE/EXPERIENCE REQUIREMENTS

  • At least seven years’ experience within a control function within the asset management industry, ideally within Compliance or Legal;

  • Demonstrable ability to influence a highly performing internal client base by delivering timely, credible, accurate and value-added advice;

  • Highly effective written and verbal communications skills;

  • Consistent ability to demonstrate high standards of professional accuracy and excellent attention to detail;

  • Self-motivation, the ability to work autonomously and high energy levels;

  • The technical ability and mindset to deliver a solutions-driven approach and the judgment to use this in appropriate circumstances;

  • Excellent organisational skills with ability to prioritise workloads, progress multiple tasks and adhere to deadlines;

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