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Vice President (Advisory) - Asset Management

  • Location:

    City of London

  • Sector:


  • Job type:


  • Contact:

    Jonathan Skerrett

  • Contact email:

  • Job ref:


  • Published:

    12 days ago

  • Expiry date:


  • Providing of Compliance advisory support and oversight for the Alternatives businesses and Product Development;

  • Liaising with portfolio managers and other investment staff, COBs requirements and the application of compliance policies;

  • Advising and overseeing new product initiatives including, regulatory structuring, review of fund documentation;

  • Leading Compliance participation in projects, including regulatory developments and strategic initiatives, by providing expert and timely value added advice;

  • Advising on and interpreting regulation in relation to investment decisions, issues and potential breaches;

  • Contributing to the creation of management reporting and communication on Compliance matters to senior management;

  • Providing advice on the anticipation, impact assessment and response to regulatory development; and,

  • Designing and delivering effective regulatory training initiatives to the business.

  • At least seven years’ experience within a within the asset management industry, sepcifically within Compliance or Legal;

  • Demonstrable ability to influence a highly performing internal client base by delivering timely, credible, accurate and value-added advice;

  • Highly effective written and verbal communications skills;

  • Consistent ability to demonstrate high standards of professional accuracy and excellent attention to detail;

  • Self-motivation, the ability to work autonomously and high energy levels;

  • The technical ability and mindset to deliver a solutions-driven approach and the judgment to use this in appropriate circumstances;

  • Excellent organisational skills with ability to prioritise workloads, progress multiple tasks and adhere to deadlines;