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Compliance Analyst

  • Location:

    London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Liam Lynch

  • Contact email:

    liam@rutherfordsearch.com

  • Contact phone:

    020 3778 0852

  • Published:

    1 day ago

  • Expiry date:

    2025-02-14

​About the job

We are currently working on a Compliance Analyst search for a global asset management firm headquartered in the UK. The successful candidate will focus on core compliance tasks, as well as exposure to advisory. This role offers the chance to develop expertise in a global setting, working alongside a highly experienced compliance team.

Responsibilities:

• Maintain the Compliance Monitoring Program and ensure regulatory adherence.

• Support compliance tasks like personal account trading, shareholder reporting, and marketing reviews.

• Update policies and procedures, and assist investment teams with trade-related queries.

• Deliver compliance training across the organisation.

Requirements:

• Strong communication skills and knowledge of FCA/SEC regulations.

• 1-3 years’ compliance experience in asset management or financial services.

• Familiarity with investment structures (UCITS, AIFMD).

For more information about this position, please get in touch with Liam Lynch.

Email: liam@rutherfordsearch.com
Phone: 020 3778 0852