Compliance Recruitment Specialist

Rutherford Search sources high caliber governance professionals

Compliance recruitment, specialising in bespoke retained and contingent searches for the financial services sector.

Our clients range from major international investment managers, hedge funds and private banks through to corporate, commercial, investment banks and brokers. Rutherford conducts a strictly limited number of simultaneous searches at any given time to focus on very high levels of client and candidate service extending beyond traditional search and selection.

Vacancy - FinTech Head of Compliance

FinTech Head of Compliance role for Wealth/Asset Management software provider.

Vacancy - Guideline Monitoring Compliance Officer

Video Job Description for Monitoring Compliance Officer position

Hedge Fund Compliance

Jonathan Skerrett discusses hedge fund compliance roles and what they involve.

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Latest News

$6bn inflow ahead of shareholder meeting, GAM reports – 19th April 2018

GAM, the Swiss asset manager that is facing a second shareholder rebellion
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Alleged sexual harassment claim from Partner at accountancy firm EY – 19th April 2018

A partner at EY has filed a complaint with the US Equal
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UK banks call for “mutual recognition” deal with EU after Brexit – 11th September 2017

Britain and the European Union should accept each other’s rules governing financial
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Latest Jobs
Compliance Associate – Boutique Asset Management – 22nd May 2018

Our client a leading boutique international investment manager is looking for a Compliance Associate to support investment activities for our growing client base of institutions, family offices and high net
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Compliance Officer – Private Equity/Asset Management – 11th May 2018

Our client a leading Private Equity firm, are expanding their business to the consumer credit sector and are now looking for someone to be responsible for compliance in this division.
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Consumer Credit Compliance Officer – Private Equity/Asset Management – 11th May 2018

Our client a leading Private Equity firm, are expanding their business to the consumer credit sector and are now looking for someone to be responsible for compliance in this division.
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AVP – Control Room Officer – Investment Bank -19th April 2018, London

Our client a leading midsize investment bank is seeking an experienced control room candidate to join their established and experience team.   Key responsibilities: Involved in all aspects of the
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VP Control Room & Research Advisory Compliance Officer – Investment Bank – 19th April 2018, London

OUR CLIENT A leading midsize investment bank is looking for a VP Control Room & Research Advisory Compliance Officer to join their EMEA Compliance Control Room team. THE ROLE The
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Quality Assurance Senior Analyst – Private Wealth – 23rd March 2018, London

Our client a leading Private Wealth Firm are looking for a Quality Assurance Senior Analyst to join their compliance team in London. Main purpose of role The Quality Assurance Senior
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Head of Financial Crime Monitoring – Global Investment Bank – 13th March 2018, London

Our client a leading Global Investment Bank is looking for a new Head of Financial Crime Monitoring for their team in London. You will be responsible for managing the team
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Compliance Assistant – Boutique Investment Bank

Our client, a leading boutique investment bank is looking for Compliance Assistant to join their team in London.  You will be responsible for assisting the Compliance Officer in ensuring that
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Compliance Analyst – Exchange Platform – 1st March 2018

Job Purpose Summary: Our client, a leading exchange platform is looking for a new Compliance Analyst to join their team in London.  New regulatory requirements are driving opportunities for new
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Senior Compliance Monitoring Analyst – Private Wealth Firm – 30th January 2018

The Role Compliance Monitoring specialist to implement parts of the Compliance Monitoring Plan. Principal activity –  thematic monitoring reviews. Knowledge and experience required of CASS, Suitability and COBs. Preferable for
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Hedge Fund Compliance Associate – London, 24th January 2018 – NB. Vacancy Closing Date 21st February

  Title:                  Associate Department:      Compliance Listing date:      24 Jan 2018 Closing date:     21 Feb 2018 Salary:       
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Compliance Officer – Asset Management – 11th December 2017

THE POSITION Our client a leading asset management firm, is seeking a Compliance professional to join their Compliance team. The position will support the distribution and marketing of the Firm’s
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