Compliance Recruitment Specialist

Rutherford  sources high caliber governance professionals

Compliance recruitment, specialising in bespoke retained and contingent searches for the buy-side sector. Permanent and Interim.

Our clients range from major international investment managers, hedge funds, private equity firms and private banks through prop-traders, HFTs and dealer-brokers. Rutherford conducts a strictly limited number of simultaneous searches at any given time to focus on very high levels of client and candidate service extending beyond traditional search and selection.

Vacancy - FinTech Head of Compliance

FinTech Head of Compliance role for Wealth/Asset Management software provider.

Trend to Centralise and Compliance Officers

David Young Discusses the Trend to Centralise and Compliance Officers

Hedge Fund Compliance

Jonathan Skerrett discusses hedge fund compliance roles and what they involve.

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Latest News

Whilsteblowing Complaints Reveal Senior Manager Reporting Disparity – 13th June 2019

  An uptick in whistle-blowing complaints to the Financial Conduct Authority (FCA)
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Barclays, Citi, JPMorgan, MUFG and RBS fined $1.2 billion for FX rigging by EU – May 16th 2019

Barclays, Citigroup, JP Morgan, MUFG and Royal Bank of Scotland were fined
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Crypto Regulation Consultations being Prepared by Regulator – Oct 31st 2018

  The UK’s financial authorities are planning three separate consultations over the
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Latest Jobs
Senior Compliance Officer – Exchange – 15th August 2019

  Our client is seeking a senior Compliance professional to act as a Senior Compliance Executive for the EMEA region. The role will involve interaction with the Firm’s global Compliance
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Compliance Analyst- Quant Hedge Fund-15/08/19

Our client, a leading Quant Hedge Fund is looking for a Compliance Analyst to join their team. THE ROLE The role is a generalist compliance role reporting to the Chief
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Alternatives Advisory Compliance Officer

Job profile Are you ready for your next challenge as a Compliance Officer? Our client is seeking to hire a compliance professional to assist with Investment Advisory Compliance, with an
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FICC Trading Floor Advisory- Investment Bank- 11/07/19

Commercial Banking Compliance Advisory We support agile working – click here for more information on agile working options. Agile Working Options Other Agile Working Arrangements / Open to Discussion Job
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Compliance Officer/CF10-Broker- 13/06/19

A leading global cryptocurrency exchange and blockchain asset financial service provider seeks a Compliance Office/CF10. You will ensure that the company’s policies and procedures comply with all applicable laws and
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Deputy Head of Compliance- Asset Management-13/06/19

Our client a leading Hedge Fund is looking for a Deputy Head of Compliance to join their team. The ideal candidate will have a successful track record within financial markets,
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Compliance Testing and Monitoring Adviser- Asset Management- 13/06/19

Our client is looking for a Compliance Testing and Monitoring Adviser (‘CTMA’) to join a top Asset Management firm. This position will play a key role in executing the annual
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Quality Assurance Analyst- Private Wealth- 6 Month Contract- 03/06/19

The Quality Assurance Analyst will join a new Quality Assurance team in conducting detailed reviews for client files to ensure that they meet the standards set by the FCA, industry
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Interim Financial Crime Officer – Asset Management – 31st May 2019

Our client a leading Asset Management Firm are looking for an Interim Compliance Officer to cover 12 months Maternity leave.   Responsibilities To ensure compliance with relevant laws, rules, regulations
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Investment Portfolio Compliance Manager / Developer (Frankfurt)- Asset Management Firm- 20/05/19

Responsible and primary focused on rule implementation of investment guidelines of the asset managers portfolios to ensure investment guideline/mandate client, regulatory and internal investment compliance -External: permanent change of regulatory environment,increasing
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Compliance Officer – Asset Management Firm – 14th May 2019

Summary The successful candidate will assist the Compliance function – covering a wide range of matters to ensure that the firm remains fully compliant with all applicable regulations.   Key
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Monitoring and Testing Advisory Officer- Investment Management Firm-08/05/19

Our client a top investment management firm is looking for a Compliance Monitoring and Testing Advisory Officer to join their team. Specific Responsibilities: -Review and stay abreast of, and respectfully challenge
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