Legal & Compliance Recruitment Specialist

Rutherford  sources high caliber legal and compliance professionals

Rutherford Search is a specialist executive recruitment firm focusing on legal, compliance and financial crime searches for permanent and interim positions in the financial services sector in London. We draw on carefully curated networks, relationships and market knowledge to understand what represents a cultural fit.

Our clients range from global investment managers, hedge funds, private equity firms and investment banks through to advisors, corporate & commercial banks, brokers, exchanges, MTFs and fintech.

Vacancy - FinTech Head of Compliance

FinTech Head of Compliance role for Wealth/Asset Management software provider.

Trend to Centralise Legal & Compliance

David Young Discusses the Trend to Centralise Functions

Hedge Funds Investing in Crypto

Jonathan Skerrett discusses hedge fund compliance roles and what they involve.

Clients

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Latest News

Market fragmentation debate to be dominated by Brexit – 11th November 2019

Brexit is at the epicentre of recent discussions to address market fragmentation
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Whilsteblowing Complaints Reveal Senior Manager Reporting Disparity – 13th June 2019

  An uptick in whistle-blowing complaints to the Financial Conduct Authority (FCA)
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Barclays, Citi, JPMorgan, MUFG and RBS fined $1.2 billion for FX rigging by EU – May 16th 2019

Barclays, Citigroup, JP Morgan, MUFG and Royal Bank of Scotland were fined
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Latest Jobs
Financial Crime Quality Assurance – Corporate Bank – 12th November 2019

  Our client is a large Scandinavian financial services group with a global network of offices. In London our client has over 100 staff. The main business areas are Shipping,
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Compliance Officer – Quant Hedge Fund – 12th November 2019

  Our client is seeking a talented Compliance Officer to join its Legal and Compliance department in London. The successful candidate will be involved in the full range of regulatory
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KYC / AML SPECIALIST – CORPORATE BANK – 12th Nov 2019

Our client is a large Scandinavian financial services group with a global network of offices. In London our client has over 100 staff. The main business areas are Shipping, Energy,
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Compliance and Monitoring Officer- Crypto Exchange 11/11/19

Our client is a world-leading, regulated cryptocurrency trading platform and index provider. This firm is the first regulated entity to list futures on Bitcoin, Ethereum, Ripple XRP, Litecoin and Bitcoin
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Market Surveillance Associate- Crypto Exchange- 06/11/19

We are currently looking for an experienced compliance associate with strong expertise in all aspects of market surveillance. This position will be the lead on day-to-day market surveillance operations and
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Compliance Officer – Brokerage – Interim – 28th October 2019

  Key responsibilities Responsibilities include but are not limited to: Daily surveillance alert reviews; Development of additional tactical solutions, pending implementation of automated solution; Involvement in various projects, including the
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Senior Compliance Officer – Quant Hedge Fund – 22nd October 2019

Our client a leading systematic investment management company is looking for someone to join their Compliance team.   The role will also involve you working with other departments including senior
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Crypto Exchange – Compliance Monitoring Officer – 16th October 2019

Our client is one of the largest and most successful bitcoin exchanges in the world, they are also a world-leading, regulated cryptocurrency trading platform and an industry pioneer in Bitcoin,
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COMPLIANCE TESTING AND MONITORING ADVISER- ASSET MANAGEMENT- 14/10/19

Our client is looking for a Compliance Testing and Monitoring Adviser (‘CTMA’) to join a top Asset Management firm. This position will play a key role in executing the annual
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Head of Financial Crime/MLRO- Asset Management- 02/09/19

Our client a leading Asset Management firm is looking for a Head of Financial Crime/MLRO. The Head of International Anti-Financial Crime will be the leader and subject matter expert for
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Senior Compliance Officer – Exchange – 15th August 2019

  Our client is seeking a senior Compliance professional to act as a Senior Compliance Executive for the EMEA region. The role will involve interaction with the Firm’s global Compliance
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Compliance Analyst- Quant Hedge Fund-15/08/19

Our client, a leading Quant Hedge Fund is looking for a Compliance Analyst to join their team. THE ROLE The role is a generalist compliance role reporting to the Chief
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