Compliance Recruitment Specialist

Rutherford Search sources high caliber governance professionals

Compliance recruitment, specialising in bespoke retained and contingent searches for the financial services sector.

Our clients range from major international investment managers, hedge funds and private banks through to corporate, commercial, investment banks and brokers. Rutherford conducts a strictly limited number of simultaneous searches at any given time to focus on very high levels of client and candidate service extending beyond traditional search and selection.

Vacancy - FinTech Head of Compliance

FinTech Head of Compliance role for Wealth/Asset Management software provider.

Trend to Centralise and Compliance Officers

David Young Discusses the Trend to Centralise and Compliance Officers

Hedge Fund Compliance

Jonathan Skerrett discusses hedge fund compliance roles and what they involve.

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Latest News

Five firms probed over trade surveillance by UK FCA, putting into motion buy-side compliance review – 23rd August

The UK Financial Conduct Authority (FCA) is investigating five firms, mainly brokers,
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$6bn inflow ahead of shareholder meeting, GAM reports – 19th April 2018

GAM, the Swiss asset manager that is facing a second shareholder rebellion
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Alleged sexual harassment claim from Partner at accountancy firm EY – 19th April 2018

A partner at EY has filed a complaint with the US Equal
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Latest Jobs
Compliance Manager – Investment Management – 23rd August 2018

Our client a leading investment management firm are looking for a new Compliance Manager. They operate internationally and have over $1 trillion in AUM.   Position Summary primary point of
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Head of Compliance – Corporate Bank – 23rd August 2018

Our client, a leading Corporate Bank are looking to fill the following position of Head of Compliance for the CEMEA region. The candidate would be responsible for mitigating compliance risk
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Head of Compliance – Investment Bank – 16th August 2018

Role As the Head of Compliance, you will take on the full responsibilities of CF10 and CF11, working closely with the CEO in undertaking all regulated activities across the business
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Compliance Officer – Asset Management – 3rd August 2018

Our client is looking for a Compliance Officer to join their team on the Asset Management arm. Your role • actively advise with all investment teams within the firm and
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Interim Compliance Officer – Proprietary Trading Firm – Shard – 30th May 2018

Our client a leading proprietary trading companies globally specialising in electronic trading of future is looking for a new Compliance Officer to join their team in South East London. Role
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Advisory Compliance Officer – Investment Bank – 30th May 2018

Our client, a leading investment bank in London seeks an Advisory Compliance Officer to join their Compliance team and provide regulatory advice and guidance to the investment banking division as
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Compliance Associate – Boutique Asset Management – 22nd May 2018

Our client a leading boutique international investment manager is looking for a Compliance Associate to support investment activities for our growing client base of institutions, family offices and high net
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Compliance Officer – Private Equity/Asset Management – 11th May 2018

Our client a leading Private Equity firm, are expanding their business to the consumer credit sector and are now looking for someone to be responsible for compliance in this division.
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Consumer Credit Compliance Officer – Private Equity/Asset Management – 11th May 2018

Our client a leading Private Equity firm, are expanding their business to the consumer credit sector and are now looking for someone to be responsible for compliance in this division.
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AVP – Control Room Officer – Investment Bank -19th April 2018, London

Our client a leading midsize investment bank is seeking an experienced control room candidate to join their established and experience team.   Key responsibilities: Involved in all aspects of the
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VP Control Room & Research Advisory Compliance Officer – Investment Bank – 19th April 2018, London

OUR CLIENT A leading midsize investment bank is looking for a VP Control Room & Research Advisory Compliance Officer to join their EMEA Compliance Control Room team. THE ROLE The
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Quality Assurance Senior Analyst – Private Wealth – 23rd March 2018, London

Our client a leading Private Wealth Firm are looking for a Quality Assurance Senior Analyst to join their compliance team in London. Main purpose of role The Quality Assurance Senior
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