linkedin

Back to job search

Compliance Officer

  • Location:

    London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Liam Lynch

  • Contact email:

    liam@rutherfordsearch.com

  • Contact phone:

    020 3778 0852

  • Published:

    4 days ago

  • Expiry date:

    2025-03-19

​​About the job

We have been mandated with an exciting opportunity for a Compliance Officer to join our Wealth Management client's team in London. The successful candidate will play a key role in providing both advisory and monitoring support within a leading Wealth Management firm.

​

Key Responsibilities:

  • Regulatory horizon scanning and policy updates.

  • Ensuring compliance with financial planning regulations.

  • Providing advisory support on compliance-related matters.

  • Monitoring day-to-day compliance across business operations.

  • Supporting regulatory reporting and filings.

  • Conducting compliance reviews.

  • Assisting with compliance training and awareness programs.

​

Requirements:

  • Experience in compliance within financial services.

  • Knowledge of FCA regulations and financial crime compliance.

  • Strong monitoring and advisory skills.

  • Excellent communication and attention to detail.

​

For more information about this position, please get in touch with Liam Lynch.
Email: liam@rutherfordsearch.com
Phone: 020 3778 0852