• Providing of Compliance advisory support and oversight for the Alternatives businesses and Product Development;

• Liaising with portfolio managers and other investment staff, COBs requirements and the application of compliance policies;

• Advising and overseeing new product initiatives including, regulatory structuring, review of fund documentation;

• Leading Compliance participation in projects, including regulatory developments and strategic initiatives, by providing expert and timely value added advice;

• Advising on and interpreting regulation in relation to investment decisions, issues and potential breaches;

• Contributing to the creation of management reporting and communication on Compliance matters to senior management;

• Providing advice on the anticipation, impact assessment and response to regulatory development; and,

• Designing and delivering effective regulatory training initiatives to the business.


• At least seven years’ experience within a within the asset management industry, sepcifically within Compliance or Legal;

• Demonstrable ability to influence a highly performing internal client base by delivering timely, credible, accurate and value-added advice;

• Highly effective written and verbal communications skills;

• Consistent ability to demonstrate high standards of professional accuracy and excellent attention to detail;

• Self-motivation, the ability to work autonomously and high energy levels;

• The technical ability and mindset to deliver a solutions-driven approach and the judgment to use this in appropriate circumstances;

• Excellent organisational skills with ability to prioritise workloads, progress multiple tasks and adhere to deadlines;


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