• City of London
• Posted 11 days ago

​​Our client, a global asset manager, is looking for a Compliance Monitoring Officer with significant exposure to guideline coding to strengthen their Compliance Department. The firm manages the assets of some of the world’s biggest institutions and their respective clients. This presents a fantastic opportunity to work within a firm that embraces investment excellence and a dedication to client service.

• City of London
• Posted 11 days ago

​​Our client is a wealth services platform that is a subsidiary of a specialist investment firm. The Compliance Officer will support the activities of the Risk & Compliance function. This is a senior role in a small Risk & Compliance team. The Compliance Officer will be the team’s Platforms ‘expert’ and will be expected to operate largely without requiring material direction and supervision or oversight.

• City of London
• Posted 11 days ago

​​Our client is a wealth services platform that is a subsidiary of a specialist investment firm. The Compliance Officer will support the activities of the Risk & Compliance function.

• City of London
• Posted 11 days ago

​​Our client, a global asset manager, is looking for a Compliance Monitoring Officer to strengthen their Compliance Department. The firm manages the assets of some of the world’s biggest institutions and their respective clients. This presents a fantastic opportunity to work within a firm that embraces investment excellence and a dedication to client service.

• City of London
• Posted 11 days ago

​​A global asset manager is looking for a specialist Marketing Compliance Officer in their team. The individual will sit in a small team and advise the business on sales, marketing and distribution efforts. This firm manage around circa £500bn of assets on behalf of clients and have offices across the globe. This is a permanent role based in the City of London.

• City of London
• Posted 11 days ago

​​An exciting opportunity has arisen for a Vice-President to join our client’s Investment & Trading Compliance team, which includes supporting their EMEA Alternatives business. The Investment and Trading Compliance Team provides professional compliance advice and oversight to the various Investment and Trading business divisions within The Firm.

• City of London
• Posted 11 days ago

​​A leading Asset Manager is looking for a temporary compliance contractor to work on a Position Monitoring & Reporting project. You will have experience in substantial shareholder monitoring or reporting. You should also be familiar with disclosure rules and regulations. Particularly in the UK and Europe.

• City of London
• Posted 11 days ago

​​A leading algorithmic trading firm is looking for a Surveillance Officer in their Compliance team.

• City of London
• Posted 11 days ago

​​Our client is a leading alternative investor. They are looking for a temporary compliance contractor to work on a Share Disclosure project. This will be a 3 month contract with the possibility of extension. The successful candidate will gain exposure to a top hedge fund and the career boost that entails.

• City of London
• Posted 11 days ago

​MAIN DUTIES/RESPONSIBILITIES OF THE ROLE Providing of Compliance advisory support and oversight for the Alternatives businesses and Product Development; Liaising with portfolio managers and other investment staff, COBs requirements and the application of compliance policies; Advising a...

• City of London
• Posted 11 days ago

​​Our client is a preeminent global Private Equity firm. They are seeking to add a motivated new Compliance Officer headcount to their team.

• New York City
• Posted 11 days ago

​​An opportunity for a Compliance Officer join a leading hedge fund in New York, NY. This position will be the first compliance hire for the firm in the US and will report directly into the Global CCO.

• City of London
• Posted 11 days ago

​Our client is a leading asset manager with a diversified range of actively-managed products. They are a global business supporting individual and institutional investors. An opportunity has arisen for an Compliance Manager to join Investment Guideline Compliance. The successful candidate will be a monitoring resource, for both investment restrictions and threshold disclosures.

• City of London
• Posted 11 days ago

​​The opportunity for a Head of Compliance to join a leading global asset manager. The firm currently manages c.$150 AUM and is the real estate arm of a large global asset manager. Your role is essential to the team and you will be working closely with the Group CCO and other members of senior management to further grow the business throughout Europe.

• City of London
• Posted 11 days ago

​​An opportunity for a Compliance Officer to join the EMEA Compliance Surveillance team at an American Investment Bank. The Compliance Officer will monitor and analyse sales, trading and banking activities conducted by the Corporate Investment Bank and Asset Management.

• City of London
• Posted 11 days ago

​​Individual will assist with administration of the Firm’s investment compliance efforts, which includes identifying regulatory and legal requirements relating to the monitoring of institutional portfolios on an ongoing basis to ensure compliance with client guidelines, guideline negotiations and portfolio monitoring.

• City of London
• Posted 11 days ago

​An exciting opportunity has arisen for a Vice President to join our client’s Investment & Trading Compliance team. This position will complement an existing team of expert compliance professionals based in London and will report directly into the EMEA Head of Investment & Trading Compliance.

• London
• 130000
• Posted 11 days ago

​​We are working with a Multi-Boutique Global Asset Management Company with c. $1 trillion AUM, across a broad asset class within their growing Real Estate Management Arm managing c.$150 AUM.

• City of London
• Posted 11 days ago

​An exciting opportunity has arisen for a Vice-President to join our client’s EMEA Compliance Department. This position will complement an existing team of expert compliance professionals based in London and will report directly into the EMEA Head of Client Solutions.

• London
• Posted 11 days ago

​​An exciting opportunity has arisen for a Vice-President to join our client’s Investment & Trading Compliance team, which includes supporting the EMEA Alternatives business. This position will complement an existing team of expert compliance professionals based in London and will report directly into the EMEA Head of Investment & Trading Compliance.

• City of London
• Posted 11 days ago

​​An exciting opportunity has arisen for a Vice-President to join our client’s Investment & Trading Compliance team, which includes supporting their EMEA Alternatives business. The Investment and Trading Compliance Team provides professional compliance advice and oversight to the various Investment and Trading business divisions within The Firm. This role focuses on The Firm’s Alternatives businesses including Real Estate, Infrastructure and Private Equity.

• City of London
• Posted 11 days ago

​​Our Client, a leading Hedge Fund is looking for a Compliance Analyst to provide support to the Compliance and Legal Departments.

• City of London
• Posted 11 days ago

​​The individual will assist with administration of the Firm’s investment compliance efforts, which includes identifying regulatory and legal requirements relating to the monitoring of institutional portfolios on an ongoing basis to ensure compliance with client guidelines, guideline negotiations and portfolio monitoring. Assist Head of Compliance in supervision of pre and post trade compliance.

• City of London
• Posted 11 days ago

​​Our client, a leading quant Hedge Fund is looking to hire a Junior Compliance Officer as part of Compliance Team who will report into the Deputy Head of Compliance.

• City of London
• 60000
• Posted 11 days ago

​​Our client is seeking an experienced Compliance practitioner to join the London Compliance and Legal team. This position represents an opportunity to support the firm globally in the context of a rapidly expanding and maturing dynamic investment firm, working closely with and reporting to a Director in the Compliance team.

• City of London
• Posted 11 days ago

​​Our client is seeking a talented Compliance Officer to join its Legal and Compliance department in London. The successful candidate will be involved in the full range of regulatory and compliance issues that affect an investment firm regulated by the Financial Conduct Authority (FCA) and will have the opportunity to work in a highly rigorous but remarkably collegial environment that values collaboration, thoughtful problem solving, and attention to detail.

• London
• Posted 11 days ago

​Our client is a world-leading, regulated cryptocurrency trading platform and index provider. This firm is the first regulated entity to list futures on Bitcoin, Ethereum, Ripple XRP, Litecoin and Bitcoin Cash. In addition, CF Benchmarks is the first cryptocurrency index provider to have received FCA authorisation as a Benchmark Administrator.

• City of London
• Posted 11 days ago

​Key responsibilities ​ Responsibilities include but are not limited to Daily surveillance alert reviews; Development of additional tactical solutions, pending implementation of automated solution; Involvement in various projects, including the development and testing of new surveilla...

• London
• Posted 11 days ago

​​Our client a leading systematic investment management company is looking for someone to join their Compliance team.

• London
• Posted 11 days ago

Our client is one of the largest and most successful bitcoin exchanges in the world, they are also a world-leading, regulated cryptocurrency trading platform and an industry pioneer in Bitcoin, Ethereum, Ripple XRP, Litecoin and Bitcoin Cash futures ​