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Legal Counsel (Fintech)

  • Location:


  • Sector:

    In-house Legal

  • Job type:


  • Contact:

    Felix Blumer

  • Contact email:

  • Job ref:


  • Published:

    22 days ago

  • Expiry date:


About The Team

The company is a well known fintech with global reach. The legal department sits at the heart of the company and is a core part of the business. Members of the team provide front-line guidance and support to all areas of the company, contributing to decisions that impact on the company’s growth every day. They are looking for a Legal Counsel to sit within their growing legal team in London.

What You'll Be Doing
  • Advise the business on compliance and legal issues surrounding structuring of new products, marketing and promotion of investment products

  • Help structure and expand products and managing applications to the FCA and other regulators in relation to these products

  • Drafting, planning and/or implementing compliance policies and procedures for regulatory matters for trading products

  • Managing operational risk, including regulatory filings and registration preparation

  • Identifying, assessing, monitoring, managing and reporting on compliance risk in relation to investment products

  • Proactively engage and work alongside local regulators across multiple countries

What You'll Need
  • 2+ Years PQE Experience in a fintech or payment services company

  • Excellent academic and law firm credentials

  • Experience in: MiFID II , CASS, FSMA, Market Abuse Directives, PSD II, MAR, the Electronic Money Directive and the provisions of the FCA and PRA Handbooks

  • Broad-based securities and/or asset management experience

The Benefits

  • Competitive salary

  • Equity bonuses

  • Flexible working options

  • Pension plan

  • Private health insurance

  • 30 days’ holiday

About Rutherford

Rutherford is a boutique search firm that specialises in legal, financial crime and compliance recruitment within the financial services and legal sector, with London and New York being the main focus. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms and investment banks.