• City of London
• Posted 11 days ago

​​Our client, a global asset manager, is looking for a Compliance Monitoring Officer with significant exposure to guideline coding to strengthen their Compliance Department. The firm manages the assets of some of the world’s biggest institutions and their respective clients. This presents a fantastic opportunity to work within a firm that embraces investment excellence and a dedication to client service.

• City of London
• Posted 11 days ago

​Our client, a global wealth manager, is looking for an English qualified solicitor to provide legal coverage for its alternative asset management businesses. The firm has a global reach with operations in over 40 countries. This presents a fantastic opportunity to work for an organisation that rewards extraordinary performance, delivers innovative products and specifically curated advice.

• City of London
• Posted 11 days ago

​​Our client is a wealth services platform that is a subsidiary of a specialist investment firm. The Compliance Officer will support the activities of the Risk & Compliance function. This is a senior role in a small Risk & Compliance team. The Compliance Officer will be the team’s Platforms ‘expert’ and will be expected to operate largely without requiring material direction and supervision or oversight.

• City of London
• Posted 11 days ago

​​Our client is a wealth services platform that is a subsidiary of a specialist investment firm. The Compliance Officer will support the activities of the Risk & Compliance function.

• City of London
• Posted 11 days ago

​​Our client, a global asset manager, is looking for a Compliance Monitoring Officer to strengthen their Compliance Department. The firm manages the assets of some of the world’s biggest institutions and their respective clients. This presents a fantastic opportunity to work within a firm that embraces investment excellence and a dedication to client service.

• City of London
• Posted 11 days ago

​​A global asset manager is looking for a specialist Marketing Compliance Officer in their team. The individual will sit in a small team and advise the business on sales, marketing and distribution efforts. This firm manage around circa £500bn of assets on behalf of clients and have offices across the globe. This is a permanent role based in the City of London.

• City of London
• Posted 11 days ago

​​An exciting opportunity has arisen for a Vice-President to join our client’s Investment & Trading Compliance team, which includes supporting their EMEA Alternatives business. The Investment and Trading Compliance Team provides professional compliance advice and oversight to the various Investment and Trading business divisions within The Firm.

• City of London
• Posted 11 days ago

​​A leading algorithmic trading firm is looking for a Surveillance Officer in their Compliance team.

• City of London
• Posted 11 days ago

​​Assets under management in range of between $10 Billion and $20 Billion. Our client has a small Legal & Compliance team typical of a firm of this size, so excellent teamwork and communication skills are necessary.

• City of London
• Posted 11 days ago

​Team and Role Supporting the partners in connection with primarily non-contentious insolvency mandates. Assisting on transactional insolvency mandates, including advising in connection with CVAs, pre-packs and issues arising in connection with trading administrations. Advising director...

• City of London
• Posted 11 days ago

​MAIN DUTIES/RESPONSIBILITIES OF THE ROLE Providing of Compliance advisory support and oversight for the Alternatives businesses and Product Development; Liaising with portfolio managers and other investment staff, COBs requirements and the application of compliance policies; Advising a...

• City of London
• Posted 11 days ago

​​An opportunity to join a c.$30bn AUM investment manager, based in London. The Legal Counsel will join a small legal team, will contribute to the efficient running of the legal function and be responsible for a broad range of activities and legal matters across all areas of the firm.

• City of London
• Posted 11 days ago

​Our client is a leading global law firm with a history spanning almost 200 years, and a clear strategy for future growth. Their in-depth understanding of our clients and commitment to providing exceptional standards of service have seen them become a trusted adviser to local and global corporates, financial institutions and governments in all areas of commercial law.

• City of London
• Posted 11 days ago

​Our client is a leading global law firm with a history spanning almost 200 years, and a clear strategy for future growth. Their in-depth understanding of our clients and commitment to providing exceptional standards of service have seen them become a trusted adviser to local and global corporates, financial institutions and governments in all areas of commercial law.

• City of London
• Posted 11 days ago

​​Our client is a preeminent global Private Equity firm. They are seeking to add a motivated new Compliance Officer headcount to their team.

• City of London
• 100000
• Posted 11 days ago

​​Our client is large UK based international law with a large and well-respected restructuring practice. They are looking for a 5 years’ PQE restructuring litigation solicitor to assist one of their restructuring partners in the London practice.

• New York City
• Posted 11 days ago

​​An opportunity for a Compliance Officer join a leading hedge fund in New York, NY. This position will be the first compliance hire for the firm in the US and will report directly into the Global CCO.

• City of London
• Posted 11 days ago

​Our client is a leading asset manager with a diversified range of actively-managed products. They are a global business supporting individual and institutional investors. An opportunity has arisen for an Compliance Manager to join Investment Guideline Compliance. The successful candidate will be a monitoring resource, for both investment restrictions and threshold disclosures.

• City of London
• Posted 11 days ago

​​The opportunity for a Head of Compliance to join a leading global asset manager. The firm currently manages c.$150 AUM and is the real estate arm of a large global asset manager. Your role is essential to the team and you will be working closely with the Group CCO and other members of senior management to further grow the business throughout Europe.

• City of London
• Posted 11 days ago

​​An opportunity for a Compliance Officer to join the EMEA Compliance Surveillance team at an American Investment Bank. The Compliance Officer will monitor and analyse sales, trading and banking activities conducted by the Corporate Investment Bank and Asset Management.

• City of London
• Posted 11 days ago

​An opportunity to join a c.$30bn AUM investment manager, based in London. The Legal Counsel will join a small legal team, will contribute to the efficient running of the legal function and be responsible for a broad range of activities and legal matters across all areas of the firm.

• City of London
• Posted 11 days ago

​​Individual will assist with administration of the Firm’s investment compliance efforts, which includes identifying regulatory and legal requirements relating to the monitoring of institutional portfolios on an ongoing basis to ensure compliance with client guidelines, guideline negotiations and portfolio monitoring.

• City of London
• Posted 11 days ago

​An exciting opportunity has arisen for a Vice President to join our client’s Investment & Trading Compliance team. This position will complement an existing team of expert compliance professionals based in London and will report directly into the EMEA Head of Investment & Trading Compliance.

• City of London
• 100000
• Posted 11 days ago

​​Our client is large UK-based international law firm with a large and well-respected restructuring practice. They are looking for a 5 years’ PQE litigator to assist one of their restructuring partners in the London practice.

• City of London
• Posted 11 days ago

​​Our client is a leading US-based international law firm with a history of success which spans the centuries. They are looking for an ambitious Restructuring Partner to add to their ranks and increase their growing footprint in the London market.

• City of London
• Posted 11 days ago

​Our client is a leading global law firm with a history spanning almost 200 years, and a clear strategy for future growth. Their in-depth understanding of our clients and commitment to providing exceptional standards of service have seen them become a trusted adviser to local and global corporates, financial institutions and governments in all areas of commercial law.

• City of London
• Posted 11 days ago

​Our client is a leading global law firm with a history spanning almost 200 years, and a clear strategy for future growth. Their in-depth understanding of our clients and commitment to providing exceptional standards of service have seen them become a trusted adviser to local and global corporates, financial institutions and governments in all areas of commercial law.

• London
• 130000
• Posted 11 days ago

​​We are working with a Multi-Boutique Global Asset Management Company with c. $1 trillion AUM, across a broad asset class within their growing Real Estate Management Arm managing c.$150 AUM.

• City of London
• Posted 11 days ago

​An exciting opportunity has arisen for a Vice-President to join our client’s EMEA Compliance Department. This position will complement an existing team of expert compliance professionals based in London and will report directly into the EMEA Head of Client Solutions.

• London
• Posted 11 days ago

​​An exciting opportunity has arisen for a Vice-President to join our client’s Investment & Trading Compliance team, which includes supporting the EMEA Alternatives business. This position will complement an existing team of expert compliance professionals based in London and will report directly into the EMEA Head of Investment & Trading Compliance.