​About the job

We have been mandated with an exciting opportunity for a Compliance Officer to join our Wealth Management client's team in London. The successful candidate will play a key role in providing both advisory and monitoring support within a leading Wealth Management firm.

Key Responsibilities:

• Regulatory horizon scanning and policy updates.

• Ensuring compliance with financial planning regulations.

• Providing advisory support on compliance-related matters.

• Monitoring day-to-day compliance across business operations.

• Supporting regulatory reporting and filings.

• Conducting compliance reviews.

• Assisting with compliance training and awareness programs.

Requirements:

• Experience in compliance within financial services.

• Knowledge of FCA regulations and financial crime compliance.

• Strong monitoring and advisory skills.

• Excellent communication and attention to detail.

For more information about this position, please get in touch with Liam Lynch.

Email: liam@rutherfordsearch.com
Phone: 020 3778 0852