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Compliance Officer

  • Location:

    London

  • Sector:

    Compliance

  • Contact:

    Jackson Baker

  • Contact email:

    jackson@rutherfordsearch.com

  • Contact phone:

    020 3778 0771

  • Job ref:

    BAJ11935_3

  • Published:

    12 months ago

  • Expiry date:

    2024-02-07

​Our Client

Our client, a leading global hedge fund, is currently seeking a Compliance Officer for its London offices. The business focuses on numerous macro asset classes such as commodities, FX and equities.

The successful candidate will be part of the firm’s Compliance team, which manages the firm’s compliance and legal risks and keeps abreast of all regulatory change.

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Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Provide regulatory advice to the front office and wider stakeholders

  • Lead regulatory project implementation

  • Take part in the business’ compliance monitoring programme and advise on improvements

  • Oversee compliance policies and procedures updates

  • Advise the business on the automation and improvement of compliance processes

​

Your Profile

  • At least 5 years of experience in a compliance role within the financial services sector, preferably for an asset manager or a hedge fundStrong knowledge and expertise of FCA regulations. Knowledge of SEC regulations also beneficial.

  • Also ideal - previous exposure to fixed income and equities

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For more information about this position, please get in touch with Jackson Baker.
Email: jackson@rutherfordsearch.com
Phone: 020 3778 0771
ReferenceCode: 11935

​

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are the executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom, New York and China. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

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