Compliance Analyst- Quant Hedge Fund-15/08/19

Our client, a leading Quant Hedge Fund is looking for a Compliance Analyst to join their team.

THE ROLE

The role is a generalist compliance role reporting to the Chief Compliance Officer.  Working in a small team, the role will cover a broad range of compliance tasks.

The role is in a fast-paced environment and will suit a motivated individual with a ‘can do’ attitude.

RESPONSIBILITIES INCLUDE:

  • Assisting with the compliance monitoring programme
  • Assisting in maintaining the compliance books and records e.g. gifts and entertainment, outside business interests, annual attestations
  • Carrying out duties in relation to personal account dealing
  • Assisting in anti-money laundering, client classification and suitability checks
  • Assist with regulatory filings, including updating the reporting calendar
  • Involvement in monitoring and testing to ensure compliance with internal policy and external regulation
  • Perform routine trade-related surveillance for market abuse and best execution
  • Ad hoc assistance on various compliance matters.

SKILLS/ATTRIBUTES REQUIRED:

  • Proactive
  • Attention to detail
  • Teamwork/collaboration
  • Planning and organising
  • Verbal communication
  • Working well under pressure
  • Written communication
  • Commercial awareness

TECHNICAL KNOWLEDGE AND EXPERIENCE REQUIRED:

 he candidate should have a good understanding of the financial markets, FCA regulations and be able to demonstrate a commercial awareness in problem solving. A good understanding of CFTC and/or SEC regulations is desirable but not essential. The candidate will have strong organisational and communication skills. Attention to detail and accuracy are essential for this role.

 

Contact Details

Name: Alexia Brodie Cooper

Email: abc@rutherfordsearch.com

Number: 0207 183 0070

Posted: 15/08/2019