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Compliance Officer

  • Location:

    London

  • Sector:

    Compliance

  • Job type:

    Permanent

  • Contact:

    Jackson Baker

  • Contact email:

    jackson@rutherfordsearch.com

  • Contact phone:

    020 3778 0771

  • Job ref:

    KRT36296C_1

  • Published:

    4 months ago

  • Expiry date:

    2024-09-21

​Our Client

Rutherford have been mandated on a fantastic opportunity to join our c.$5bn AUM private equity client’s growing London compliance team. This is a new opening with the firm looking to develop a new investment strategy and the successful candidate will be responsible for managing the regulatory compliance function within the strategy. High-risk jurisdiction experience is essential.

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Main Duties

Key responsibilities for this position will include, but are not limited to:

  • Assisting in the development and delivery of relevant compliance policies and procedures;

  • Ensure the strategy receives timely and relevant compliance and prevention of financial crime support

  • Staying abreast of and advising the business on relevant regulatory changes that impact the strategy, including but not limited to the Luxembourg regulator and other relevant regulatory bodies;

  • Interpreting the impact on the business of regulatory changes and driving the implementation of proportionate and effective system and control changes to ensure compliance;

  • Providing timely regulatory advice to the business;

  • Assisting in the development and delivery of relevant and timely compliance training;

  • Conducting KYC and AML checks; enhanced due diligence; oversight of documentation

  • Provide input, support and guidance for the completion of initial and ongoing due diligence

​

Your Profile

  • 7 + Years Professional experience in Compliance

  • Experience working in Africa and Luxembourg would be advantageous

  • Preferably with experience in private markets /asset management

​

For more information about this position, please get in touch with Jackson Baker.
Email: jackson@rutherfordsearch.com
Phone: 020 3778 0771
ReferenceCode: 36296

​

About Rutherford
Rutherford is a boutique search firm located in London. Our consultants are executive specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services sectors in the United Kingdom and New York. We use our carefully curated relationships, networks and market knowledge to find the best fit for the clients in hand. We work with a wide range of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial tech, through to global investment managers, hedge funds, private equity firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing expertise across legal and cyber recruitment. We have been a leading legal and compliance search agency in London for a decade and are excited about bringing our expanded offering into the technology area.

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